KLME
Compliance
Compliance &
Regulatory Oversight
KLME’s compliance consultancy operates as a dedicated practice within an established, regulated professional services platform. Our services are designed for organisations that require operationally effective compliance, capable of withstanding regulatory scrutiny across multiple regimes.
End-to-End Compliance Execution
KLME supports the full compliance lifecycle, from framework design through to day-to-day operation. This includes onboarding controls, ongoing monitoring, escalation processes and regulatory reporting, including STR/SAR preparation and submission where appointed as MLRO.
Built for Change
KLME designs compliance arrangements that accommodate regulatory inspections, licence variations, product expansion and cross-border growth. Frameworks are structured to scale without repeated remediation, allowing compliance to evolve alongside the business rather than constrain it.
Compliance Support in Practice:
Outsourced Compliance Officer and MLRO roles, including regulatory reporting and escalation management
AML / CTF frameworks covering onboarding, customer risk assessment, monitoring and suspicious activity reporting
Regulatory gap assessments and remediation, particularly ahead of inspections, licensing events or corporate transactions
Governance and internal control structures, clarifying accountability at board and senior management level
Targeted compliance training for boards, senior management and operational teams
All services are delivered using secure, established systems that support regulated activity, enabling consistent application and audit-ready recordkeeping.
A Practical Compliance Relationship
KLME provides continuing compliance support aligned to regulatory change and operational developments. Oversight remains with the client, while defined compliance responsibilities are managed by experienced professionals operating within regulated environments.